ICONIQ Capital, LLC

Q1 2014 13F-HR Holdings

Location
San Francisco, CA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
24
Total value ($000)
$227,902
Net value change ($000)
+32,572 (16.7%)
New positions
2
Sold out positions
1
Turnover %
0.9%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ACWI 21,341 54.4%
GLD 9,630 10.1%
IWB 5,806 85.2%
IWM 786 NEW
VT 532 NEW
SPY 316 33.7%
VEA 174 42.4%
RWR 108 41.5%
VWO 91 4.3%
VNQ 53 9.4%
Top Reduces (Value $000, Stocks/ETFs)
META -3,572 -43.3%
IAU -843 -4.7%
IGSB -706 -100.0%
VTI -339 -61.4%
DVY -311 -13.8%
XLE -241 -3.8%
MARKET VECTORS ETF TR JP MORGAN EM LC -180 -41.2%
PFF -161 -1.5%
HEARTLAND FINANCIAL USA INC -22 -6.2%
ING -2 -0.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type