Lipe & Dalton

Q1 2014 13F-HR Holdings

Location
Syracuse, NY
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
57
Total value ($000)
$149,426
Net value change ($000)
+3,023 (2.1%)
New positions
3
Sold out positions
7
Turnover %
11.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RIG 5,070 NEW
DE 3,507 679.7%
POTASH CORP OF SASKATCHEWAN INC 1,729 55.1%
HOSPIRA 986 16.0%
NXPI 856 38.5%
IBM 836 22.4%
DVN 796 16.8%
RYN 788 17.4%
SAN 604 14.1%
B 513 16.0%
Top Reduces (Value $000, Stocks/ETFs)
VOD -5,800 -100.0%
LMT -3,893 -100.0%
IWF -955 -73.3%
SEADRILL LIMITED -559 -14.3%
VANGUARD INDEX FUNDS -558 -100.0%
IWM -499 -14.8%
CELG -494 -18.4%
JPM -470 -8.8%
CIT GROUP INC -453 -9.8%
IWD -430 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type