Empirical Finance, LLC

Q3 2026 13F-HR Holdings

Location
Newtown Square, PA
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
525
Total value ($000)
$2,539,954
Net value change ($000)
+134,571 (5.6%)
New positions
33
Sold out positions
13
Turnover %
6.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 38,082 40.1%
NVDA 28,425 16.8%
AAPL 26,267 17.5%
XOM 25,892 NEW
META 13,710 31.6%
AX 11,947 80.3%
AER 6,948 NEW
AMZN 6,783 7.7%
ILMN 6,542 826.0%
CPA 6,441 NEW
Top Reduces (Value $000, Stocks/ETFs)
TSM -29,686 -100.0%
XOM -21,357 -100.0%
CAT -6,267 -30.0%
ET -6,037 -30.4%
PAC -5,952 -42.1%
AMAT -5,853 -27.6%
OMAB -5,519 -38.7%
KLAC -4,917 -33.9%
TSLA -4,533 -13.0%
LRCX -4,521 -22.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type