Mariner, LLC

Q3 2023 13F-HR Detailed Holdings

Location

Overland Park, KS

Holdings as of

9/30/2023

Date filed

11/13/2023

Form type

13F-HR

Num holdings

4,018

Total value ($000)

$37,285,510

Net value change ($000)

-139,397 (-0.4%)

New positions

248

Sold out positions

182

Turnover %

0.6%

Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023

Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.

Top Adds (Value $000, Stocks/ETFs)

AMGN	58,715	42.0%
GOOGL	49,478	13.6%
APO	48,075	17.2%
TTWO	47,152	208.4%
LLY	46,258	19.6%
FCF	32,855	NEW
DE	31,875	103.5%
NVDA	27,672	6.3%
CVX	24,204	12.6%
AMZN	22,736	5.2%

Top Reduces (Value $000, Stocks/ETFs)

AAPL	-223,832	-9.9%
IEFA	-80,136	-15.0%
MSFT	-47,861	-4.5%
VTR	-45,767	-91.1%
VZ	-33,709	-50.3%
SPY	-29,470	-5.2%
PFE	-27,041	-35.5%
TGT	-24,120	-39.4%
VOO	-23,587	-9.3%
SCHW	-22,337	-37.0%

Instrument mix + QoQ Δ (ex-options)

How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.

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Instrument:

Issuer Name	Ticker	Sector	Industry	Class	History	Value ($000)	%	Shares	Shares Δ	Shares Δ%	Value Δ ($000)	Value Δ%	Principal	Option Type	Discretion	Other Manager	Sole	Shared	None

Other Managers

Num	Name	File Number
2	Mariner Platform Solutions, LLC	028-21357
3	Mariner Independent Advisor Network, LLC	028-16275