RATIONAL ADVISORS, INC.

Q3 2026 13F-HR Holdings

Location
San Juan, PR
Holdings as of
9/30/2026
Date filed
11/2/2026
Form type
13F-HR
Num holdings
198
Total value ($000)
$1,076,792
Net value change ($000)
-13,371 (-1.2%)
New positions
18
Sold out positions
14
Turnover %
4.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/24/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 8,683 45.3%
VOO 6,701 19.3%
META 5,121 981.0%
MSFT 4,108 229.1%
OKTA 3,889 NEW
QQQ 3,120 NEW
VIG 3,118 8.7%
HPE 2,591 100.3%
QQQM 2,349 5.1%
KKR 2,114 76.0%
Top Reduces (Value $000, Stocks/ETFs)
XLU -6,879 -16.8%
LQD -6,720 -27.4%
NFLX -5,527 -76.2%
MLPX -4,349 -8.8%
BA -3,890 -73.6%
NEE -3,884 -38.9%
ALPHABET INC -3,371 -38.2%
SPIB -3,126 -15.7%
V -2,482 -89.3%
WMT -2,279 -73.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type