NAPLES GLOBAL ADVISORS, LLC

Q1 2014 13F-HR Holdings

Location
Naples, FL
Holdings as of
3/31/2014
Date filed
4/7/2014
Form type
13F-HR
Num holdings
249
Total value ($000)
$163,515
Net value change ($000)
+13,568 (9.0%)
New positions
39
Sold out positions
45
Turnover %
19.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Boeing Co 1,285 NEW
Analog Devices Inc 1,242 NEW
TRV 837 NEW
DR Pepper Snapple Group Inc 833 NEW
BX 807 NEW
Baxter International Inc 792 NEW
Huabao Intl Hldgs Adr 611 NEW
Bhp Billiton Pl C Spons Adr 568 NEW
CBRL 537 NEW
Corts Bellsouth 7% 514 NEW
Top Reduces (Value $000, Stocks/ETFs)
ADI -1,160 -100.0%
BA -1,120 -100.0%
TRV -766 -100.0%
BAX -724 -100.0%
Huabao Intl Hldgs Adr -706 -100.0%
Dr Pepper Snapple Group Inc -698 -100.0%
BBL -577 -100.0%
BASFY -520 -100.0%
Corts Bellsouth 7% -488 -100.0%
TTE -398 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type