TCI Wealth Advisors, Inc.

Q1 2014 13F-HR Holdings

Location
Tucson, AZ
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
878
Total value ($000)
$153,371
Net value change ($000)
-6,032 (-3.8%)
New positions
114
Sold out positions
90
Turnover %
7.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SM 2,960 NEW
MRK 1,068 NEW
GWX 898 NEW
EXPRESS SCRIPTS HLDG CO 380 NEW
UNS ENERGY CORP COM 294 NEW
MYLAN INC 292 17.2%
GLD 265 NEW
DIA 245 NEW
SIGMA ALDRICH 224 NEW
COVIDIEN PLC 213 NEW
Top Reduces (Value $000, Stocks/ETFs)
SPRINT CORPORATION -7,884 -99.9%
AAPL -566 -5.6%
Neenah Inc -459 -87.9%
GE -374 -16.7%
CVX -337 -7.0%
AMZN -336 -20.7%
IBM -315 -6.2%
INTC -215 -38.3%
CVS -212 -12.2%
COVIDIEN PLC -197 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type