Swan Global Investments, LLC

Q1 2021 13F-HR Holdings

Location
Durango, CO
Holdings as of
3/31/2021
Date filed
5/11/2021
Form type
13F-HR
Num holdings
29
Total value ($000)
$3,789,612
Net value change ($000)
+1,179,300 (45.2%)
New positions
0
Sold out positions
0
Turnover %
0.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/9/2021 Next filing: 8/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 11,406 2.9%
IEMG 1,778 6.6%
INVSC QQQ TRUST SRS 1 ETF 79 34.2%
EFA 10 0.0%
Top Reduces (Value $000, Stocks/ETFs)
XLV -19,579 -11.2%
XLK -19,020 -5.6%
XLB -15,601 -32.7%
XLY -14,488 -8.9%
XLC -12,897 -9.0%
XLP -12,737 -14.7%
XLU -11,761 -27.1%
XLE -7,110 -17.6%
XLI -6,127 -5.5%
XLRE -2,481 -7.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,074,846 (54.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type