Swan Global Investments, LLC

Q3 2021 13F-HR Holdings

Location
Durango, CO
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
30
Total value ($000)
$4,686,343
Net value change ($000)
+681,547 (17.0%)
New positions
0
Sold out positions
1
Turnover %
0.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/12/2021 Next filing: 2/11/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GLD 258 3.1%
TLT 4 0.1%
Top Reduces (Value $000, Stocks/ETFs)
XLK -17,836 -5.3%
SPY -16,693 -3.7%
XLI -11,090 -10.6%
XLY -9,124 -6.1%
XLV -8,444 -5.3%
XLC -7,620 -5.6%
XLF -6,428 -4.6%
XLP -5,671 -7.8%
XLE -3,650 -10.4%
XLB -3,228 -10.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,977,991 (63.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type