Swan Global Investments, LLC

Q4 2021 13F-HR Detailed Holdings

Location
Durango, CO
Holdings as of
12/31/2021
Date filed
2/11/2022
Form type
13F-HR
Num holdings
30
Total value ($000)
$4,061,563
Net value change ($000)
-624,780 (-13.3%)
New positions
0
Sold out positions
0
Turnover %
0.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/12/2021 Next filing: 5/10/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 49,440 11.5%
XLK 26,747 8.4%
XLY 8,215 5.8%
XLV 5,441 3.6%
XLRE 3,100 10.5%
XLP 2,986 4.5%
XLB 1,612 5.6%
XLU 1,233 4.4%
XLI 759 0.8%
Top Reduces (Value $000, Stocks/ETFs)
XLC -7,892 -6.1%
XLF -5,725 -4.3%
IWM -4,814 -10.6%
EFA -1,424 -4.1%
GLD -1,304 -15.1%
EEM -1,112 -16.2%
TLT -980 -36.5%
IEMG -475 -1.7%
XLE -40 -0.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,277,444 (56.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Swan Capital Management, LLC 028-16131