Swan Global Investments, LLC

Q3 2023 13F-HR Holdings

Location
Durango, CO
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
41
Total value ($000)
$3,122,236
Net value change ($000)
+761,211 (32.2%)
New positions
14
Sold out positions
1
Turnover %
29.9%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/15/2023 Next filing: 2/12/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 332,745 NEW
SPY 96,053 20.3%
HEGD 59,840 NEW
PSMJ 27,519 NEW
PSMO 25,323 NEW
PSMD 24,439 NEW
PSMR 23,539 NEW
PSFM 11,356 NEW
PSFJ 11,247 NEW
PSFD 9,779 NEW
Top Reduces (Value $000, Stocks/ETFs)
XLK -33,551 -15.7%
XLV -13,523 -13.3%
XLY -12,339 -15.3%
XLF -11,347 -12.0%
XLI -10,005 -15.5%
XLP -8,610 -17.1%
XLC -6,382 -9.9%
EFA -4,635 -14.7%
XLU -3,799 -19.5%
XLRE -3,543 -19.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,251,344 (40.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type