Swan Global Investments, LLC

Q4 2023 13F-HR Detailed Holdings

Location

Durango, CO

Holdings as of

12/31/2023

Date filed

2/12/2024

Form type

13F-HR

Num holdings

Total value ($000)

$3,082,536

Net value change ($000)

-39,700 (-1.3%)

New positions

Sold out positions

Turnover %

0.0%

Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2023

Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.

Top Adds (Value $000, Stocks/ETFs)

IVV	34,688	10.4%
SPY	34,576	6.1%
PSMD	10,297	42.1%
PSMJ	9,333	33.9%
PSMO	5,873	23.2%
PSMR	5,726	24.3%
PSFD	4,582	46.9%
PSFJ	3,943	35.1%
PSFM	2,788	24.6%
PSCX	2,540	42.0%

Top Reduces (Value $000, Stocks/ETFs)

XLV	-15,434	-17.5%
XLK	-13,565	-7.5%
XLE	-8,815	-28.2%
XLF	-8,290	-10.0%
XLC	-8,258	-14.3%
XLP	-6,297	-15.1%
XLY	-5,841	-8.5%
IWM	-3,874	-11.5%
XLI	-3,503	-6.4%
XLU	-2,223	-14.1%

Instrument mix + QoQ Δ (ex-options)

Derivatives reported exposure ($000): 1,169,864 (38.0% of total reported value)

How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.

Filter:

Instrument:

Issuer Name	Ticker	Sector	Industry	Class	History	Value ($000)	%	Shares	Shares Δ	Shares Δ%	Value Δ ($000)	Value Δ%	Principal	Option Type	Discretion	Other Manager	Sole	Shared	None

Other Managers

Num	Name	File Number
1	Swan Capital Management, LLC	028-16131