Warberg Asset Management LLC
Q1 2026 13F-HR Holdings
Net value change ($000)
-231,578
(-27.9%)
New positions
44
Sold out positions
33
Turnover %
66.5%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2025
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| CLM | 7,585 | NEW |
| FOUR | 2,721 | NEW |
| ALB | 2,057 | 290.1% |
| XLE | 1,770 | NEW |
| QQQ | 1,732 | NEW |
| SGOV | 1,704 | NEW |
| FG IMPERII ACQUISITION CORP | 1,530 | NEW |
| XSOLLA SPAC 1 | 1,406 | NEW |
| Pono Capital Four Inc | 1,048 | NEW |
| CLEARTHINK 1 ACQUISITION COR | 984 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| D. BORAL ARC ACQ I CORP. | -969 | -84.5% |
| RGTI | -924 | -100.0% |
| SVAQ | -746 | -100.0% |
| VHCP | -721 | -100.0% |
| AA Mission Acquisition Corp. | -717 | -100.0% |
| TLNC | -583 | -100.0% |
| KVAC | -541 | -100.0% |
| STXS | -535 | -21.0% |
| PGAC | -532 | -67.3% |
| PELI | -508 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
256,910
(42.8% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
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