Tortoise Investment Management, LLC

Q3 2026 13F-HR Holdings

Location
White Plains, NY
Holdings as of
9/30/2026
Date filed
11/5/2026
Form type
13F-HR
Num holdings
260
Total value ($000)
$1,333,752
Net value change ($000)
-8,332 (-0.6%)
New positions
16
Sold out positions
12
Turnover %
6.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LTPZ 29,460 813.6%
SCHP 18,308 70.6%
VTIP 12,725 1127.1%
DFA INVT DIMENSIONS GROUP IN 10,836 NEW
BOXX 9,396 52.7%
VTEL 8,917 NEW
DFA INVT DIMENSIONS GROUP IN 7,605 NEW
JPIE 7,466 203.3%
NYF 2,569 NEW
AAPL 2,548 17.1%
Top Reduces (Value $000, Stocks/ETFs)
MTBA -25,880 -100.0%
VGLT -25,793 -94.3%
STIP -15,627 -17.0%
JMUB -14,030 -41.7%
DFSV -11,342 -100.0%
SGOV -8,064 -30.5%
DUHP -7,546 -100.0%
TLT -2,638 -100.0%
MLN -2,611 -23.1%
PZA -2,364 -37.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 155 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type