Arete Wealth Advisors, LLC

Q3 2026 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2026
Date filed
11/9/2026
Form type
13F-HR
Num holdings
362
Total value ($000)
$1,580,950
Net value change ($000)
+68,101 (4.5%)
New positions
58
Sold out positions
30
Turnover %
12.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SGOV 14,027 303.7%
CRWD 10,147 NEW
AAPL 9,237 17.2%
MSFT 8,037 38.4%
PANW 7,875 NEW
AVEM 7,235 91.6%
ROUNDHILL ETF TRUST 7,116 376.5%
NVDA 7,030 17.2%
XOM 6,900 NEW
DELL 6,571 NEW
Top Reduces (Value $000, Stocks/ETFs)
BIL -11,453 -61.9%
AMAT -10,723 -100.0%
RXT -9,880 -69.6%
AKRE -8,767 -100.0%
RSP -8,036 -16.0%
LRCX -6,616 -100.0%
XLP -6,153 -100.0%
PULS -5,915 -33.0%
AMD -5,882 -100.0%
SPSM -5,741 -77.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type