GWM Advisors LLC

Q1 2020 13F-HR Holdings

Location
Baton Rouge, LA
Holdings as of
3/31/2020
Date filed
5/4/2020
Form type
13F-HR
Num holdings
791
Total value ($000)
$2,076,006
Net value change ($000)
-437,859 (-17.4%)
New positions
120
Sold out positions
143
Turnover %
7.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/31/2020 Next filing: 7/29/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ESGU 7,758 NEW
EEMV 7,590 196.4%
IEF 6,892 71.0%
EFAV 5,841 281.1%
FTLS 5,752 NEW
ESGE 4,903 NEW
SHYG 4,858 967.7%
MSFT 4,539 10.1%
AMZN 4,134 27.5%
GOVT 4,129 16.3%
Top Reduces (Value $000, Stocks/ETFs)
BRKR -26,361 -29.7%
IEFA -13,754 -50.0%
JPM -11,777 -31.1%
IVV -10,919 -14.3%
USMV -8,922 -32.3%
SPY -8,478 -21.3%
IEMG -8,164 -49.6%
TIP -7,647 -87.8%
SPDW -7,434 -94.4%
LIN -7,426 -48.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type