Tradewinds Capital Management, LLC

Q3 2026 13F-HR Holdings

Location
Bellingham, WA
Holdings as of
9/30/2026
Date filed
10/23/2026
Form type
13F-HR
Num holdings
707
Total value ($000)
$577,865
Net value change ($000)
+15,311 (2.7%)
New positions
61
Sold out positions
68
Turnover %
8.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/23/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MLPA 39,552 NEW
EWS 39,487 26501.3%
EWP 35,835 13889.5%
XLK 28,412 3738.4%
EWI 26,183 872766.7%
VUSB 21,367 8902.9%
SPSB 11,396 380.4%
COMT 5,811 15.6%
MSFT 3,819 38.4%
EWY 3,665 7.5%
Top Reduces (Value $000, Stocks/ETFs)
ICLN -38,795 -99.8%
SIVR -31,222 -99.3%
FLGB -27,660 -99.6%
GNR -25,792 -98.8%
SPEM -19,333 -93.6%
XLE -12,513 -29.6%
HYMB -11,928 -47.3%
VCRM -11,760 -100.0%
MBB -11,609 -100.0%
XLI -9,462 -34.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type