Prospect Capital Advisors, LLC

Q3 2025 13F-HR Holdings

Location
Sausalito, CA
Holdings as of
9/30/2025
Date filed
11/14/2025
Form type
13F-HR
Num holdings
28
Total value ($000)
$193,009
Net value change ($000)
+26,987 (16.3%)
New positions
3
Sold out positions
1
Turnover %
4.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2025 Next filing: 2/17/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TPB 6,650 255.5%
BLND 5,273 384.6%
ACIW 3,842 NEW
DAVE 3,420 70.1%
RSI 3,336 37.5%
GDOT 2,795 NEW
LOPE 1,670 12.2%
GPGI 1,631 30.1%
IDCC 1,499 17.2%
UAMY 1,492 52.7%
Top Reduces (Value $000, Stocks/ETFs)
SEZL -3,048 -88.5%
FIVN -2,278 -48.7%
BLBD -1,409 -18.0%
SIMO -1,272 -13.2%
TTMI -1,231 -14.1%
WSC -1,096 -100.0%
AMT -902 -13.0%
ARLO -175 -1.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type