RFG Advisory, LLC

Q3 2021 13F-HR Holdings

Location
Birmingham, AL
Holdings as of
9/30/2021
Date filed
10/19/2021
Form type
13F-HR
Num holdings
420
Total value ($000)
$1,216,109
Net value change ($000)
+92,079 (8.2%)
New positions
16
Sold out positions
26
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2021 Next filing: 2/2/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPAB 15,727 20.7%
AGGY 9,374 22.3%
SPYG 8,188 11.0%
SPIB 7,590 22.0%
PRF 7,167 8.9%
FLRN 5,966 23.2%
TRPA 5,106 NEW
TIP 4,165 1262.1%
IUSB 3,960 56.1%
SPDW 3,889 10.6%
Top Reduces (Value $000, Stocks/ETFs)
LQD -5,487 -93.9%
PRN -3,043 -80.5%
EXG -2,592 -14.1%
ETY -2,235 -11.3%
SIMS -2,171 -84.5%
IVV -1,359 -7.2%
BND -1,232 -44.6%
CWB -1,116 -29.9%
ROKU -934 -75.6%
AGG -906 -46.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type