CONFLUENCE INVESTMENT MANAGEMENT LLC

Q1 2020 13F-HR/A Detailed Holdings

Location
St. Louis, MO
Holdings as of
3/31/2020
Date filed
6/3/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
343
Total value ($000)
$5,263,776
Net value change ($000)
-986,487 (-15.8%)
New positions
58
Sold out positions
58
Turnover %
13.5%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 6/2/2020 Next filing: 7/1/2020 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SNA 90,802 NEW
SLG 52,543 NEW
TIFFANY & CO 45,143 77.6%
DLTR 26,243 NEW
BKNG 22,131 NEW
CRL 20,997 NEW
CNNE 18,728 104.9%
DLR 18,092 19.2%
SPYG 17,926 NEW
ROK 16,918 NEW
Top Reduces (Value $000, Stocks/ETFs)
NXPI -104,924 -71.9%
MLM -99,031 -96.9%
AIG -48,037 -90.1%
PII -45,414 -42.8%
CVX -42,458 -37.5%
DOW -39,744 -43.0%
ARCC -39,205 -43.8%
DEO -38,672 -24.7%
KMI -38,409 -32.7%
FNF -37,135 -38.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 First Trust Advisors L.P. 028-06487