CONFLUENCE INVESTMENT MANAGEMENT LLC

Q3 2021 13F-HR Holdings

Location
St. Louis, MO
Holdings as of
9/30/2021
Date filed
10/4/2021
Form type
13F-HR
Num holdings
299
Total value ($000)
$7,126,206
Net value change ($000)
-397,633 (-5.3%)
New positions
9
Sold out positions
12
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 7/1/2021 Next filing: 1/4/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BIPC 24,780 31.7%
MBB 17,634 67.0%
KDP 12,570 NEW
PFE 8,434 9.8%
EMXC 8,145 476.3%
IBDP 7,781 NEW
MRTN 6,777 NEW
TMO 6,383 12.0%
CB 5,920 4.9%
USB 4,422 4.2%
Top Reduces (Value $000, Stocks/ETFs)
LIN -34,353 -20.8%
PII -24,333 -15.9%
GGG -18,218 -17.2%
MMM -17,209 -14.6%
CRL -16,823 -24.5%
SNA -16,543 -10.5%
LMT -14,134 -11.2%
NTRS -13,855 -10.2%
PEP -13,447 -7.7%
FBIN -11,940 -17.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type