CONFLUENCE INVESTMENT MANAGEMENT LLC

Q4 2021 13F-HR Detailed Holdings

Location
St. Louis, MO
Holdings as of
12/31/2021
Date filed
1/4/2022
Form type
13F-HR
Num holdings
363
Total value ($000)
$7,531,661
Net value change ($000)
+405,455 (5.7%)
New positions
16
Sold out positions
9
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 10/4/2021 Next filing: 4/4/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PFE 34,679 36.7%
FAST 33,845 23.0%
HD 26,785 18.7%
DEO 23,703 14.1%
PAYX 22,644 14.5%
DLR 22,524 22.7%
MSFT 21,363 13.7%
PEP 19,836 12.4%
CSCO 17,212 16.8%
PGR 17,064 13.9%
Top Reduces (Value $000, Stocks/ETFs)
CRL -51,753 -100.0%
PII -14,283 -11.1%
MDT -8,792 -34.4%
EMXC -8,424 -85.5%
TROW -7,248 -22.9%
ORCL -6,890 -7.7%
USB -5,923 -5.4%
FIS -5,909 -29.3%
JRVR -5,173 -100.0%
HCSG -4,934 -27.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 First Trust Advisors LP 028-06487