CONFLUENCE INVESTMENT MANAGEMENT LLC

Q3 2022 13F-HR Detailed Holdings

Location
St. Louis, MO
Holdings as of
9/30/2022
Date filed
10/3/2022
Form type
13F-HR
Num holdings
357
Total value ($000)
$5,993,386
Net value change ($000)
-423,289 (-6.6%)
New positions
15
Sold out positions
27
Turnover %
3.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 7/12/2022 Next filing: 1/4/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MAS 33,432 NEW
IBTK 13,082 73.9%
APH 8,988 NEW
HYBB 7,906 56.0%
TJX 6,703 11.2%
SPTI 6,387 NEW
SBUX 5,893 10.4%
IBDU 5,673 45.8%
AZEK 4,385 NEW
HAYW 4,039 NEW
Top Reduces (Value $000, Stocks/ETFs)
MMM -56,875 -100.0%
SPDW -26,740 -100.0%
FBIN -26,610 -64.8%
RYN -20,908 -19.1%
DLR -20,452 -22.1%
NVS -15,769 -100.0%
CL -13,459 -11.5%
CLVT -13,151 -28.4%
MSFT -12,286 -9.2%
DOW -12,261 -13.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 First Trust Advisors L.P. 028-06487