KESTRA PRIVATE WEALTH SERVICES, LLC

Q3 2021 13F-HR/A Holdings

Location
Austin, TX
Holdings as of
9/30/2021
Date filed
7/26/2022
Form type
13F-HR/A - RESTATEMENT
Num holdings
921
Total value ($000)
$1,792,004
Net value change ($000)
+147,855 (9.0%)
New positions
104
Sold out positions
71
Turnover %
6.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2022 Next filing: 7/21/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AUPH 17,728 NEW
TLT 10,778 NEW
DermTech, Inc. 4,845 NEW
BUFD 4,447 122.4%
SAVA 4,346 NEW
ISTB 3,666 192.2%
MTUM 3,629 49.5%
MSFT 3,545 8.7%
AAPL 3,471 3.3%
CDC 3,434 159.0%
Top Reduces (Value $000, Stocks/ETFs)
FVD -5,946 -22.9%
BABA -3,153 -53.6%
GE -2,817 -100.0%
DDIV -2,072 -87.3%
HYLS -1,947 -100.0%
WYNN -1,818 -66.6%
SONO -1,533 -100.0%
T -1,435 -23.4%
QDEC -1,409 -75.6%
ICSH -1,384 -24.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type