NWAM LLC

Q3 2026 13F-HR Holdings

Location
Mercer Island, WA
Holdings as of
9/30/2026
Date filed
11/9/2026
Form type
13F-HR
Num holdings
701
Total value ($000)
$2,090,551
Net value change ($000)
+89,945 (4.5%)
New positions
55
Sold out positions
37
Turnover %
5.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/23/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 32,701 37.0%
XOM 20,910 NEW
AAPL 12,156 15.3%
NVDA 7,986 16.6%
SPACE EXPLORATION TECHN CORP 6,792 851.1%
SNOW 5,095 762.7%
VTI 4,292 33.1%
ETHE 4,270 NEW
SCHD 3,612 43.6%
DFA INVT DIMENSIONS GROUP IN 3,338 NEW
Top Reduces (Value $000, Stocks/ETFs)
DFAC -16,309 -100.0%
UFO -4,994 -100.0%
PL -4,338 -100.0%
HONA -3,902 -89.2%
AVGO -3,788 -9.9%
SATS -3,475 -76.3%
DUHP -3,178 -100.0%
GLW -2,967 -36.6%
VRT -2,626 -31.1%
BTU -2,608 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type