Cetera Investment Advisers

Q3 2026 13F-HR Holdings

Location
Schaumburg, IL
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
5,066
Total value ($000)
$114,712,817
Net value change ($000)
+4,952,113 (4.5%)
New positions
273
Sold out positions
192
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 832,665 39.2%
XOM 420,801 NEW
MSFT 411,906 36.4%
NVDA 295,057 14.9%
IVV 251,761 7.1%
IUSB 183,859 29.9%
DFA INVT DIMENSIONS GROUP IN 177,619 NEW
ACWX 173,912 345.4%
CORO 145,927 135.3%
META 124,584 27.6%
Top Reduces (Value $000, Stocks/ETFs)
XOM -334,165 -100.0%
DFSV -182,327 -100.0%
MTUM -159,801 -78.2%
MBB -158,960 -78.4%
SPYG -126,854 -32.7%
DFAC -83,571 -100.0%
CAT -82,655 -26.6%
OKE -81,855 -100.0%
JAAA -70,681 -23.7%
TSLA -68,223 -16.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,509 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type