ADVISOR GROUP HOLDINGS, INC.

Q1 2021 13F-HR Detailed Holdings

Location
Phoenix, AZ
Holdings as of
3/31/2021
Date filed
5/13/2021
Form type
13F-HR
Num holdings
31,769
Total value ($000)
$41,564,126
Net value change ($000)
+4,115,580 (11.0%)
New positions
630
Sold out positions
248
Turnover %
0.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/10/2021 Next filing: 8/2/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IUSB 208,268 757.1%
IJH 197,896 141.6%
EFV 184,681 4116.8%
PKW 164,463 172.9%
IWB 84,795 201.1%
SPYV 84,698 193.1%
IWM 80,842 79.3%
MSFT 60,211 12.6%
GOVT 58,539 28.4%
QQQM 56,821 328.6%
Top Reduces (Value $000, Stocks/ETFs)
MDYG -156,173 -75.5%
LQD -132,575 -41.2%
MDYV -122,029 -81.4%
USMV -89,005 -24.8%
SHYG -76,611 -80.3%
QQQ -67,658 -10.4%
IVW -66,885 -23.9%
AAPL -56,824 -4.7%
SPY -48,730 -11.2%
MBB -40,129 -33.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 3,177 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 VISION2020 WEALTH MANAGEMENT CORP.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT
14 ARBOR POINT ADVISORS, LLC
16 TRIAD HYBRID SOLUTIONS, LLC
17 TRIAD ADVISORS, LLC