AE Wealth Management LLC

Q3 2021 13F-HR Holdings

Location
Topeka, KS
Holdings as of
9/30/2021
Date filed
11/1/2021
Form type
13F-HR
Num holdings
1,620
Total value ($000)
$12,138,836
Net value change ($000)
+689,320 (6.0%)
New positions
157
Sold out positions
123
Turnover %
2.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/21/2021 Next filing: 1/20/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 122,973 199.8%
QQQ 75,410 41.3%
VUG 68,191 42.6%
CWB 66,646 604.5%
PDP 61,037 14096.3%
OEF 59,692 NEW
MTUM 52,853 126.5%
AOR 50,749 2414.3%
AOM 48,631 533.3%
VBK 48,496 168.1%
Top Reduces (Value $000, Stocks/ETFs)
VXF -62,702 -86.0%
ANGL -57,588 -78.4%
QUAL -56,094 -67.4%
MGK -53,239 -50.7%
FPE -48,320 -97.8%
VOT -45,696 -71.4%
IWY -45,553 -14.1%
FTCS -41,957 -72.5%
SCHG -41,830 -73.6%
FPX -39,727 -85.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 10,748 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type