AE Wealth Management LLC

Q1 2023 13F-HR Holdings

Location
Topeka, KS
Holdings as of
3/31/2023
Date filed
4/14/2023
Form type
13F-HR
Num holdings
1,867
Total value ($000)
$15,538,660
Net value change ($000)
+1,708,473 (12.4%)
New positions
235
Sold out positions
178
Turnover %
3.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/31/2023 Next filing: 7/10/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFSU 153,382 NEW
TLT 149,924 165.9%
IEF 90,429 160.2%
AAPL 84,517 25.0%
SPY 84,323 45.3%
MSFT 53,943 30.1%
IVV 49,294 17.6%
SGOV 45,873 851.2%
NVDA 44,015 84.9%
QUAL 38,846 283.7%
Top Reduces (Value $000, Stocks/ETFs)
BIL -105,714 -21.6%
DFAU -86,095 -70.8%
ESGU -54,048 -62.8%
COLLABORATIVE INVESTMNT SER -24,222 -24.0%
EEMV -20,658 -95.4%
SHYG -17,139 -32.3%
RULE -16,408 -27.3%
ITOT -14,699 -59.7%
TIP -14,606 -38.4%
HDV -14,396 -46.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,999 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type