AE Wealth Management LLC

Q3 2023 13F-HR Holdings

Location
Topeka, KS
Holdings as of
9/30/2023
Date filed
10/11/2023
Form type
13F-HR
Num holdings
1,939
Total value ($000)
$16,732,510
Net value change ($000)
+98,501 (0.6%)
New positions
223
Sold out positions
180
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/10/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VNLA 67,345 165.3%
AUGW 65,685 NEW
XHLF 58,901 NEW
SPTS 34,492 121.2%
TFLO 33,761 86.8%
iSHARES TRUST 32,396 768.2%
IBDP 31,621 771.1%
AUGT 28,959 NEW
BIL 27,864 10.2%
LISTED FD TR 25,823 NEW
Top Reduces (Value $000, Stocks/ETFs)
VUG -54,307 -31.5%
VTV -35,154 -34.1%
QQQ -35,067 -12.7%
XJUN -31,659 -67.7%
TLT -30,351 -25.0%
VOO -28,455 -8.7%
AAPL -26,713 -5.2%
SPY -25,596 -8.2%
SPSB -24,579 -41.4%
DECW -22,523 -62.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 6,174 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type