Caption Management, LLC
Q4 2019 13F-HR Holdings
Net value change ($000)
—
New positions
287
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to previous filing: —
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| QURE | 28,470 | — |
| MEDICINES CO /DE | 28,336 | — |
| TW | 11,866 | — |
| CZR | 10,930 | — |
| ON | 9,508 | — |
| Biohaven Pharmaceutical Holding Co Ltd. | 9,200 | — |
| AXSM | 9,137 | — |
| TRGP | 7,553 | — |
| REATA PHARMACEUTICALS INC | 7,240 | — |
| INSTRUCTURE INC | 7,038 | — |
Top Reduces (Value $000, Stocks/ETFs)
| — |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
2,507,724
(84.2% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|