Caption Management, LLC

Q3 2021 13F-HR Holdings

Location
Oklahoma City, OK
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
1,465
Total value ($000)
$8,746,056
Net value change ($000)
+1,085,243 (14.2%)
New positions
280
Sold out positions
175
Turnover %
64.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/16/2021 Next filing: 2/11/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PBR 42,543 NEW
CHTR 29,248 NEW
X 24,872 NEW
STAMPS.COM INC 24,010 5469.2%
Inovalon Holdings, Inc. 20,326 NEW
COF 18,157 NEW
MRK 17,155 1969.6%
AA 14,848 NEW
FANG 14,645 NEW
FCX 13,028 64.1%
Top Reduces (Value $000, Stocks/ETFs)
DRI -71,067 -100.0%
W -54,087 -58.3%
INFL -20,777 -100.0%
RAPT -13,379 -100.0%
VYX -12,386 -70.7%
AZN -10,886 -90.8%
AMZN -9,460 -100.0%
GILD -8,952 -100.0%
UHS -8,024 -100.0%
Sage Therapeutics, Inc. -7,931 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 7,222,031 (82.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type