AUA CAPITAL MANAGEMENT, LLC

Q3 2026 13F-HR Holdings

Location
Mechanicsburg, PA
Holdings as of
9/30/2026
Date filed
10/15/2026
Form type
13F-HR
Num holdings
80
Total value ($000)
$211,262
Net value change ($000)
-4,517 (-2.1%)
New positions
2
Sold out positions
6
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 1,603 15.1%
MSFT 905 30.5%
META 797 22.6%
ACN 275 NEW
VLO 261 48.8%
EXXONMOBIL HOLDINGS CORP 246 NEW
AMZN 195 2.3%
MA 153 7.4%
CVX 150 23.1%
XLK 133 2.3%
Top Reduces (Value $000, Stocks/ETFs)
MUB -976 -14.1%
IWM -709 -11.3%
KHC -638 -100.0%
SHY -631 -14.9%
EFA -491 -4.1%
SPY -476 -0.8%
MO -426 -6.4%
GOOGL -391 -7.3%
IJR -355 -12.3%
IJH -327 -7.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type