Stratos Investment Management, LLC

Q3 2026 13F-HR Holdings

Location
Beachwood, OH
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
316
Total value ($000)
$2,400,484
Net value change ($000)
-365,887 (-13.2%)
New positions
12
Sold out positions
78
Turnover %
16.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FBND 86,085 1503.7%
DFA INVT DIMENSIONS GROUP IN 55,691 NEW
TFLR 38,066 NEW
DFCF 18,515 21.2%
VEA 10,008 47.4%
PWB 7,735 NEW
XOM 6,886 NEW
VTWV 5,884 NEW
DFEM 5,641 19.5%
MSFT 5,154 13.6%
Top Reduces (Value $000, Stocks/ETFs)
DFAC -188,484 -100.0%
DCOR -54,456 -100.0%
SPAB -53,344 -88.2%
IGEB -49,721 -90.0%
LQD -34,114 -88.8%
DDWM -12,530 -44.3%
GOOGL -8,068 -22.5%
SMTH -7,868 -9.3%
MGK -6,627 -56.4%
AVGO -6,382 -18.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type