Providence Capital Advisors, LLC

Q3 2026 13F-HR Holdings

Location
Charlotte, NC
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
417
Total value ($000)
$684,395
Net value change ($000)
+23,914 (3.6%)
New positions
59
Sold out positions
26
Turnover %
10.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMZN 8,634 58.8%
XOM 8,479 NEW
PG 7,689 1986.8%
MCHP 7,680 NEW
C 7,251 NEW
MSFT 7,112 36.7%
ORLY 6,841 NEW
AAPL 4,111 15.4%
XYLD 3,826 3327.0%
NVDA 3,694 15.9%
Top Reduces (Value $000, Stocks/ETFs)
QCOM -10,108 -100.0%
SYY -8,483 -100.0%
MDT -7,596 -100.0%
WFC -7,389 -89.4%
XOM -6,658 -100.0%
CMCSA -5,890 -99.3%
KO -3,924 -96.2%
TLT -2,218 -97.7%
IBM -1,939 -20.4%
TGT -1,752 -37.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type