Sherman Asset Management, Inc.

Q3 2026 13F-HR Holdings

Location
Ventura, CA
Holdings as of
9/30/2026
Date filed
11/5/2026
Form type
13F-HR
Num holdings
109
Total value ($000)
$134,252
Net value change ($000)
+5,368 (4.2%)
New positions
4
Sold out positions
31
Turnover %
6.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/5/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCHO 6,864 460.7%
HOOD 2,865 NEW
FLOT 1,633 569.0%
V 821 317.0%
DIA 814 NEW
IWM 806 NEW
MSFT 713 37.5%
GS 589 266.5%
LLY 572 72.6%
PLTR 456 5066.7%
Top Reduces (Value $000, Stocks/ETFs)
ORCL -2,158 -93.7%
IJR -920 -9.0%
QCOM -721 -100.0%
XLY -571 -34.1%
XLP -502 -87.5%
XLK -463 -4.4%
GOOGL -458 -9.1%
VNQ -392 -18.3%
XLV -384 -36.8%
SPSM -325 -8.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type