Integrated Wealth Concepts LLC

Q3 2023 13F-HR Detailed Holdings

Location

Waltham, MA

Holdings as of

9/30/2023

Date filed

11/15/2023

Form type

13F-HR

Num holdings

1,557

Total value ($000)

$5,668,883

Net value change ($000)

-166,466 (-2.9%)

New positions

Sold out positions

Turnover %

1.8%

Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023

Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.

Top Adds (Value $000, Stocks/ETFs)

PDBC	98,385	8815.9%
MEAR	56,270	1013.7%
LRGF	28,433	1572.6%
XLE	26,563	178.8%
INTF	25,846	2878.2%
INDA	23,627	2208.1%
HYG	21,853	882.2%
FDVV	11,099	123.7%
XLI	9,422	49.4%
SPYG	9,011	47.0%

Top Reduces (Value $000, Stocks/ETFs)

EMLC	-49,141	-95.4%
EWG	-39,646	-97.4%
EWT	-37,283	-97.9%
PZA	-36,978	-93.4%
EFG	-22,306	-33.4%
AAPL	-20,497	-11.5%
EWY	-18,000	-49.2%
XLK	-17,257	-21.9%
EWZ	-15,648	-39.3%
EWJ	-13,685	-35.3%

Instrument mix + QoQ Δ (ex-options)

How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.

Filter:

Instrument:

Issuer Name	Ticker	Sector	Industry	Class	History	Value ($000)	%	Shares	Shares Δ	Shares Δ%	Value Δ ($000)	Value Δ%	Principal	Option Type	Discretion	Other Manager	Sole	Shared	None

Other Managers

Num	Name	File Number
1	Alliance Bernstein
2	Abner Herrman and Brock
3	Beacon Capital Management
4	Capital Research & Management Company
5	Clark Capital Management Group
6	Columbia Management Investments
7	Congress Asset Management
8	Davis Select Advisors
9	Federated
10	Horizon Investments
11	JP Morgan
12	Loomis Sayles
13	LPL Research
14	Manning & Napier
15	Natixis
16	Natixis AIA
17	Natixis Loomis Sayles
18	Nuveen
19	Oak Ridge Investments
20	Parametric Portfolio Associates
21	Polen Capital Management
22	Richard Bernstein ADV
23	Santa Barbara Asset Management
24	Trillium Asset Management
25	Zacks Investment Management