Rockefeller Capital Management L.P.

Q3 2021 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
3,811
Total value ($000)
$19,031,399
Net value change ($000)
+1,280,234 (7.2%)
New positions
422
Sold out positions
192
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/10/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ELAN 84,623 54245.5%
WEX 72,628 210.6%
VOO 70,135 57.1%
BLK 66,624 145.0%
MSFT 65,296 8.6%
AAPL 63,091 10.6%
OMF 43,078 358983.3%
GOOGL 30,421 22.7%
WTW 29,975 15.9%
GOOGL 27,507 20.7%
Top Reduces (Value $000, Stocks/ETFs)
BABA -70,747 -35.7%
NBIX -58,354 -96.6%
AEM -57,348 -98.8%
REGN -53,131 -50.1%
ORBCOMM Inc. -27,547 -100.0%
DFS -23,915 -8.1%
KSS -19,682 -27.6%
AMAT -15,283 -8.5%
AMZN -13,528 -3.0%
TPICQ -12,196 -34.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type