Rockefeller Capital Management L.P.

Q3 2022 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2022
Date filed
11/2/2022
Form type
13F-HR
Num holdings
6,175
Total value ($000)
$19,347,543
Net value change ($000)
+527,409 (2.8%)
New positions
221
Sold out positions
402
Turnover %
0.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/12/2022 Next filing: 3/6/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ICE 78,579 832.1%
AMZN 74,929 25.4%
AAPL 63,099 8.9%
KMI 51,961 476.3%
UBER 45,551 316.2%
TRU 43,706 62437.1%
COHR 35,124 NEW
GE 33,620 883.8%
TSLA 30,020 36.8%
SPY 27,083 6.9%
Top Reduces (Value $000, Stocks/ETFs)
META -100,115 -42.3%
ELAN -67,553 -97.5%
WEX -61,417 -55.4%
COHR -56,497 -100.0%
FSLR -46,906 -86.3%
OMF -35,507 -50.3%
INTC -30,625 -53.7%
CNC -28,619 -17.0%
DBC -27,110 -92.8%
BABA -24,401 -26.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROCKEFELLER & CO. LLC 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. 028-02772
3 Rockefeller Trust Co (Delaware) 028-11086
4 ROCKEFELLER FINANCIAL LLC 028-19121