Rockefeller Capital Management L.P.

Q3 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
4,865
Total value ($000)
$68,534,901
Net value change ($000)
+3,312,764 (5.1%)
New positions
320
Sold out positions
189
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 511,182 34.9%
AAPL 426,600 20.8%
XOM 344,975 NEW
NVDA 292,489 15.8%
META 267,350 44.5%
SPACE EXPLORATION TECHN CORP 164,262 1929.1%
PLTR 113,937 70.3%
CRWD 102,767 26.0%
APH 96,307 77.7%
AMZN 82,295 5.7%
Top Reduces (Value $000, Stocks/ETFs)
XOM -279,826 -100.0%
TEL -110,330 -71.3%
AMAT -84,687 -26.7%
MCD -83,257 -38.8%
CAT -75,988 -23.9%
GEV -60,070 -12.2%
AMD -52,771 -11.3%
HD -52,608 -14.5%
IBM -51,482 -29.1%
KLAC -48,916 -42.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type