Foundations Investment Advisors, LLC

Q3 2021 13F-HR Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2021
Date filed
10/13/2021
Form type
13F-HR
Num holdings
312
Total value ($000)
$2,289,808
Net value change ($000)
+205,085 (9.8%)
New positions
43
Sold out positions
31
Turnover %
26.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/14/2021 Next filing: 1/21/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CLSM 201,855 NEW
Exchange Listed Funds Trust 148,840 NEW
Exchange Listed Funds Trust 142,379 NEW
TDSC 25,557 4.3%
Exchange Listed Funds Trust 7,043 58.5%
EFV 6,605 33.8%
WMT 5,841 948.2%
ESGU 3,961 25.1%
COMT 3,699 185.0%
VXF 3,059 NEW
Top Reduces (Value $000, Stocks/ETFs)
DVY -91,291 -99.5%
TDSB -67,838 -23.5%
LQD -47,011 -98.8%
PGF -29,241 -100.0%
SDY -28,186 -100.0%
IYR -26,279 -100.0%
XLY -23,989 -90.1%
VOE -16,530 -90.2%
HYG -15,826 -88.5%
XLV -15,577 -88.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type