Institute for Wealth Management, LLC.

Q3 2026 13F-HR Holdings

Location
Denver, CO
Holdings as of
9/30/2026
Date filed
11/6/2026
Form type
13F-HR
Num holdings
551
Total value ($000)
$1,129,203
Net value change ($000)
-3,567 (-0.3%)
New positions
14
Sold out positions
1225
Turnover %
5.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/28/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NVDA 19,547 13.2%
MSFT 8,008 40.8%
TLT 5,933 7063.1%
AAPL 5,443 16.4%
META 5,407 38.0%
APP 2,783 161.3%
MSTR 2,443 514.3%
RONB 2,319 3220.8%
NOW 2,158 88.1%
VGSH 1,863 18.7%
Top Reduces (Value $000, Stocks/ETFs)
LRCX -7,611 -24.3%
AMAT -3,998 -29.4%
AXON -2,746 -24.7%
KLAC -2,481 -35.4%
GLD -2,445 -41.1%
EDV -1,880 -23.6%
ABSI -1,158 -100.0%
XMMO -1,110 -13.9%
GS -1,053 -10.9%
TSLA -1,048 -8.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 618 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type