Kozak & Associates, Inc.

Q3 2025 13F-HR Holdings

Location
Highlands Ranch, CO
Holdings as of
9/30/2025
Date filed
11/18/2025
Form type
13F-HR
Num holdings
455
Total value ($000)
$507,837
Net value change ($000)
+17,182 (3.5%)
New positions
88
Sold out positions
103
Turnover %
0.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/10/2025 Next filing: 1/12/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IYJ 9,271 48.3%
IYG 8,321 30.2%
DIA 5,152 1625.2%
AAPL 4,280 22.1%
RWL 2,595 4.3%
QQQ 1,793 4.4%
SPY 1,302 2.9%
SMH 1,255 5.9%
SPYG 1,214 3.9%
GOOGL 809 61.7%
Top Reduces (Value $000, Stocks/ETFs)
XLV -16,599 -99.6%
COST -3,878 -19.5%
MSFT -1,280 -4.7%
IETC -697 -1.1%
CMG -294 -76.0%
NFLX -263 -13.2%
META -242 -17.4%
UNH -208 -58.1%
SCHW -192 -6.5%
NOW -169 -17.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type