Kozak & Associates, Inc.

Q1 2026 13F-HR Holdings

Location
Highlands Ranch, CO
Holdings as of
3/31/2026
Date filed
4/14/2026
Form type
13F-HR
Num holdings
452
Total value ($000)
$512,850
Net value change ($000)
-4,700 (-0.9%)
New positions
34
Sold out positions
14
Turnover %
0.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SMH 3,170 12.3%
RWL 2,065 3.0%
IYJ 1,222 3.7%
ORCL 860 252.2%
DIA 835 11.3%
COST 554 4.0%
CAT 324 29.1%
GEV 247 50.8%
LMT 204 14.8%
NFLX 174 14.7%
Top Reduces (Value $000, Stocks/ETFs)
MSFT -4,468 -18.9%
IETC -3,978 -6.0%
IYG -2,221 -5.6%
QQQ -658 -1.5%
SPY -643 -1.4%
SPYG -574 -1.7%
AMZN -501 -2.6%
SCHW -275 -9.3%
NVDA -257 -1.0%
NOW -237 -37.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type