Kozak & Associates, Inc.

Q3 2026 13F-HR Holdings

Location
Highlands Ranch, CO
Holdings as of
9/30/2026
Date filed
10/29/2026
Form type
13F-HR
Num holdings
392
Total value ($000)
$552,706
Net value change ($000)
-23,438 (-4.1%)
New positions
18
Sold out positions
77
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/2/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 4,043 19.6%
NVDA 1,761 7.7%
AAPL 1,585 6.8%
EXXONMOBIL HOLDINGS CORP COM SHS 872 NEW
COST 732 6.1%
AMZN 711 3.9%
MUB 411 NEW
HIMU 385 NEW
CVX 295 39.2%
NOW 293 57.9%
Top Reduces (Value $000, Stocks/ETFs)
IYJ -5,149 -21.6%
IYG -4,555 -16.2%
SMH -4,483 -18.3%
EMXC -2,406 -17.5%
IJK -2,211 -8.3%
PYLD -1,746 -9.7%
QQQ -1,514 -3.3%
FNDE -1,333 -16.2%
DIA -1,068 -9.6%
WM -896 -98.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type