Duncan Williams Asset Management, LLC

Q3 2026 13F-HR Holdings

Location
Memphis, TN
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
174
Total value ($000)
$462,266
Net value change ($000)
+18,656 (4.2%)
New positions
14
Sold out positions
12
Turnover %
2.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/22/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VTEB 3,624 1497.5%
VUG 3,490 6.7%
MSFT 3,450 53.6%
GPIX 2,958 234.0%
FMDE 2,906 13.4%
AVNM 2,232 7.5%
KNG 2,024 NEW
DGRW 1,970 3.9%
IUSV 1,691 5.4%
AAPL 1,608 9.3%
Top Reduces (Value $000, Stocks/ETFs)
SPY -1,288 -42.0%
SCHD -1,194 -11.9%
QQQ -1,159 -41.9%
FHN -1,143 -20.8%
RF -1,101 -42.5%
PDI -982 -86.4%
XMHQ -953 -25.0%
BRK-B -946 -13.0%
KLAC -828 -50.2%
CIFR -729 -35.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type