Summit Financial, LLC

Q3 2021 13F-HR Holdings

Location
Parsippany, NJ
Holdings as of
9/30/2021
Date filed
11/8/2021
Form type
13F-HR
Num holdings
221
Total value ($000)
$1,165,740
Net value change ($000)
+156,028 (15.5%)
New positions
57
Sold out positions
3
Turnover %
2.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/6/2021 Next filing: 2/7/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMZN 14,972 434.7%
VOO 10,687 35.9%
MUB 10,361 303.2%
SPY 7,183 28.0%
AAPL 6,018 99.1%
MSFT 5,475 132.9%
PRF 5,061 29.0%
VEA 3,461 23.1%
PENN 3,102 NEW
FNDF 2,861 23.9%
Top Reduces (Value $000, Stocks/ETFs)
VEU -2,743 -1.6%
ABBOTTLABSCOM -831 -100.0%
IXUS -674 -17.6%
VXUS -492 -100.0%
BEAM -257 -100.0%
VBR -206 -0.6%
MRK -130 -12.4%
SLQD -125 -15.2%
ROKU -109 -34.0%
GNRC -94 -21.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type