Golden State Wealth Management, LLC

Q3 2026 13F-HR Holdings

Location
Santa Ana, CA
Holdings as of
9/30/2026
Date filed
11/2/2026
Form type
13F-HR
Num holdings
1,646
Total value ($000)
$1,099,448
Net value change ($000)
+3,015 (0.3%)
New positions
64
Sold out positions
103
Turnover %
2.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/22/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ACWX 22,765 55524.4%
RDVY 8,839 93.8%
BUFR 8,082 2067.0%
WCMI 6,849 765.3%
INMU 6,187 338.5%
EFV 5,572 2293.0%
AMD 5,271 1722.5%
GLD 3,706 84.6%
DYNF 3,653 13.7%
HUSV 3,564 1263.8%
Top Reduces (Value $000, Stocks/ETFs)
SPY -52,902 -99.6%
AAPL -23,003 -78.7%
IEMG -6,048 -42.1%
MTUM -4,047 -64.9%
JIRE -3,644 -99.8%
SIVR -3,455 -50.7%
AGG -3,449 -13.5%
JQUA -3,280 -44.8%
GARP -3,220 -100.0%
GOOGL -3,032 -84.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type