Richard P Slaughter Associates Inc

Q3 2026 13F-HR Holdings

Location
Austin, TX
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
114
Total value ($000)
$506,042
Net value change ($000)
-4,042 (-0.8%)
New positions
13
Sold out positions
5
Turnover %
4.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IWX 5,824 10.8%
ZROZ 5,038 NEW
NN 4,314 NEW
FIRST TR EXCHANGE-TRADED FD 4,070 26.2%
FNDF 3,759 48.7%
CORO 3,313 88.0%
EXXONMOBIL HOLDINGS CORP 3,197 NEW
SPY 2,221 5288.1%
TMSL 2,072 48.6%
GRID 1,381 15.1%
Top Reduces (Value $000, Stocks/ETFs)
JIRE -12,601 -19.3%
UYLD -7,065 -33.9%
CSHI -6,161 -29.6%
FMDE -3,431 -6.0%
XOM -2,737 -100.0%
GSSC -2,579 -11.6%
IWY -1,919 -5.0%
XTWY -1,806 -80.1%
IQLT -1,379 -15.6%
MEAR -1,008 -33.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 6,729 (1.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type