NDWM LLC

Q3 2026 13F-HR Holdings

Location
La Jolla, CA
Holdings as of
9/30/2026
Date filed
11/5/2026
Form type
13F-HR
Num holdings
42
Total value ($000)
$174,270
Net value change ($000)
+4,059 (2.4%)
New positions
3
Sold out positions
0
Turnover %
2.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/23/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EWY 1,867 NEW
IVV 1,810 3.7%
IBB 1,459 NEW
SMH 1,091 NEW
GLD 668 8.3%
BIL 360 10.4%
ACWX 309 6.4%
MUB 299 14.2%
RSP 292 1.8%
EEM 248 4.8%
Top Reduces (Value $000, Stocks/ETFs)
AGG -2,990 -23.6%
BILS -1,309 -13.4%
VTEC -324 -7.4%
TSLA -207 -15.7%
CMF -167 -3.1%
IWM -116 -2.5%
CAT -99 -23.7%
IEF -56 -5.3%
SPYD -54 -4.8%
IEI -49 -4.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 6 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type